Breaking Down Financial Securities Licenses
Feb 9, 2010 . Find out which exam you need to begin your career as an investment professional.
http://www.investopedia.com/articles/financialcareers/07/securities_licenses.asp
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Ohio : Securities : Licensing
The Licensing Section issues licenses to securities dealers, salespersons, investment advisers, investment adviser representatives, SEC-registered investment .
http://www.com.ohio.gov/secu/Licensing.aspx
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Series 7 Exam - Wikipedia, the free encyclopedia
Upon passing the test, one is granted a Series 7/General Securities license. . Financial Situation and Needs, Financial Status, Tax Status, and Investment .
http://en.wikipedia.org/wiki/Series_7_Exam
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DORA Division of Securities
Find help here for making investment decisions learn more . and Exemption Filings · Investment Adviser and Sales Representative Licensing . General Information from the Securities Division . Securities Exemptions and Registrations .
http://www.dora.state.co.us/securities/
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DOB: Securities Licensing Information for Connecticut
Securities Licensing Information for Connecticut Abstract: Securities Licensing . Advisers SEC-Registered Investment Advisers Investment Adviser Agents.
http://www.ct.gov/dob/cwp/view.asp?a=2251&dobNav_GID=1662&q=299196
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Licencing & Registration : Office of Securities
Jul 10, 2012 . It provides the statutory basis for the registration of securities and the licensing of broker-dealers, agents, investment advisers, and investment .
http://www.maine.gov/pfr/securities/licensing/index.htm
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Securities Exam Preparation
Self study securities exam preparation for FINRA - NASD and Investment . If you are looking to get your Series 7 license you should check out our Smart 7 on .
http://securitiesexam.com/